Compliance Officer, Monitoring
AXA XL - Londres
Compliance Officer, Monitoring London, UK Supporting the Senior Monitoring Manager in providing assurance... responsibilities in the future. · Help ensure that other Compliance Monitoring staff complete all aspects of monitoring and testing...
11 septembre
SIX Group - Londres
committees Take ownership for and lead assigned Compliance Monitoring and Testing reviews Take ownership for the sanction... a Compliance, Legal or Risk team within the financial services industry Experience with leading Compliance Monitoring and Testing...
10 novembre
iFAST Global Bank - Londres - 30.000-40.000 £ par an
Testing Reports completed by other staff in the department; escalate any urgent findings to the Compliance Manager. Assist in... conducting the required checks to effectively support the Compliance Monitoring Plan and to identify any deficiencies in control...
1 novembre
YouLend - Londres - 55.000-75.000 £ par an
assisting with the implementation of an effective Compliance Monitoring and Testing Programme. Helping to provide oversight..., and we are building the solutions that will power that future. The Role: The Compliance Conduct Officer will play a crucial role in...
20 septembre
Risk and Compliance Assurance Officer
Starr Insurance - Londres
regular Risk and Compliance reports to governing bodies, providing summary updates of control testing, monitoring reviews..., and internal controls, as well as adherence to regulatory requirements. Periodic testing of Starr’s key risk controls Deep dive...
29 août