Quality Assurance Analyst (Financial Services)
Curiska
- Johannesburg, Gauteng
- R34,000 per month
- Permanent
- Full-time
- 5 Years experience working in a client onboarding function specifically authorising the account openings
- Extensive knowledge of UK customer and enhanced due diligence, sanctions, PEP, and Adverse media screening
- Knowledge of Money Laundering Regulations, 5th MLD, UK MLR 2017, JMSLG and Market Abuse Regulation (MAR)
- Understanding the implications of the impact of financial sanctions on financial institutions and their conduct and the consequences of breaching them (OFAC, HM Treasury, EU and UN sanctions)
- Good knowledge of Data Protection requirements
- Good communication skills both written and Oral with ability to communicate at Senior management level
- Solid understanding of the requirements of the UK Proceeds of Crime Act, Terrorism Act and UK Bribery Act.
- Experience managing large scale projects
- Authorising account openings in line with procedures and SLA's with a particular focus on KYC/AML elements.
- Supporting the Onboarding Manager to ensure the team receives ongoing training
- Working closely with Compliance to ensure:
o Issues arising from Compliance monitoring are reviewed and addressed * Ongoing review of control functions within the department
- Acting as the point of escalation with Compliance related queries
- Managing Client Services projects and initiatives including US tax forms communication, KYC updates and large static data changes
- Such other tasks and projects as may reasonably be required
Job Mail