Insurance Compliance Specialist

Noah International

  • 香港
  • 長期
  • 全職
  • 26天前
Scope of Responsibilities:
  • To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data privacy
  • Providing compliance advice to business units to ensure business initiatives are in accordance with relevant regulatory requirements
  • Liaising and responding to Insurance Authority and other regulatory authorities on compliance related matter
  • Implementing and reviewing compliance policies to ensure that processes are compliant with current regulatory requirements
  • Identifying potential compliance risk via conducting compliance risk assessment and recommending actions plans to mitigate such risk
  • Keeping abreast of the latest regulatory updates and changes to stakeholders and business units
  • To take part in compliance projects like system enhancement, policy review, enhance compliance monitoring and reviewing business processes
Skills & Qualifications:
  • Degree holder, preferably in the disciplines of Accounting / Finance / Law
  • Minimum 5 years or above experience in compliance from renowned life insurance companies or other relevant institutions
  • Familiar with regulatory requirements by the Insurance Authority and other relevant regulators
  • Strong leadership, communication, negotiation and presentation skills with experience in working with executive level
  • Good command of written and spoken English and Chinese

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