Client KYC Monitoring Officer
Alter Domus
- Luxembourg
- CDI
- Temps-plein
- Reviewing subscription agreements and KYC documents for the existing clients;
- Request and follow up on KYC missing information with the Engagement team and the client;
- Maintaining up to date KYC information in the clients/UBOs database and in the electronic document management system (EDMS);
- The ongoing performance of the ongoing Client KYC monitoring tasks;
- Assist in ongoing monitoring of the existing client relationship for both SPVs and Funds;
- Review of client acceptance files, identify, assess and mitigate compliance risks;
- Perform KYC Monitoring checks on a daily basis and act as 1st Line of Defence;
- Follow up of the outstanding documentation of the client files;
- Assist in collecting figures/statistics to support local Compliance team;
- Assist in completing compliance risk assessments;
- Assist in the performance of the Compliance monitoring programme;
- Contribute to the development of a Compliance framework and culture;
- Working effectively with key stakeholders to ensure the mutually satisfactory resolution of any key issues;
- Assisting in the development of training materials.
- You hold a degree in law, business, finance or economics (preferable but not essential);
- You show a high interest in regulatory, Anti-Money Laundering and compliance topics;
- Ability to interpret regulatory guidelines and assess risk scores;
- Knowledge of international legal entity structures would be an advantage;You have working experience in a similar area, preferably in a Legal or Financial Services environment;
- Excellent written and verbal communication skills - fluency in written and spoken English is a pre-requisite;
- A strong level IT literacy included
- Support for professional accreditations such as ACCA and study leave
- Flexible arrangements, generous holidays, birthday leave and graduation leave
- Continuous mentoring along your career progression
- Active sports, events and social committees across our offices
- Support with mental, physical, emotional and financial support 24/7 from our Employee Assistance Program
- The opportunity to invest in our growth and success through our Employee Share Plan
- Plus additional local benefits depending on your location