Consultant - Chief Compliance Officer
Arootah
- New York City, NY
- Contract
- Part-time
- Work with clients on a part-time, temporary, or ad-hoc basis to solve their most pressing compliance needs
- Help the client develop realistic and effective monthly action plans
- Identify internal and contextual roadblocks
- Break apart goals into actionable steps
- Devise a plan of action for each goal
- Provide the client with resources associated with implementing their action plan
- Teach and mirror successful and positive techniques
- Implement policies, procedures, and control measures
- Evaluate each client's advancement toward goal actualization through key performance indicators (KPIs) and scoring matrices
- Maintain and share detailed and accurate records of consulting results (challenges, breakthroughs, etc.)
- Specific experience at a financial services or hedge fund firm working with the rules and regulations of the U.S. Securities and Exchange Commission.
- SEC audits and examinations
- Effective written and verbal communication skills
- Strong problem-solving and critical thinking skills, with a keen ability to perform GAP analysis and recommend best practices to achieve results
- Ability to build rapport and work with people from all over the world
- Effective communication
- Personable and relatability skills
- Basic computer skills
- Proficient in Excel and PowerPoint