Senior Compliance Officer - Broker/Dealer
Truist - Charlotte, NC
for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or functions. Leads... and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy...
April 19
Audit Manager – Compliance and Operational Risk
Instant Serve LLC - Charlotte, NC
Job Title: Audit Manager Compliance and Operational Risk Onsite Position Location: Charlotte, NC, US Permanent... of this position? Minimum 5 years of audit experience in areas related to compliance and operational risk management programs...
June 12
Financial Services Risk and Compliance Consulting Director
NTT Data - Charlotte, NC
a Financial Services Risk and Compliance Consulting Director to join our team in Charlotte, NC, or NYC, United States..., and modularized product offerings. The Risk & Compliance Consulting team includes management consultants who help our Financial...
June 5
E2E/Compliance/Risk/Change PM: NC
Genesis10 - Charlotte, NC
across multiple organizations, as well as Compliance and Risk Work across multiple teams and organization Coordinate and facilitate... Communicate target outcomes, coordinate delivery, manage risks, ensure compliance to standards, and provide visibility into the...
May 31
Risk and Compliance Operational Enterprise Risk Manager
Protiviti - Charlotte, NC - $111,000-178,000 per year
JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION... consulting firm. Where We Need You Protiviti is looking for a Risk and Compliance Manager to join our growing Operational...
May 30