Associate Compliance
CBRE
- Luxembourg
- CDI
- Temps-plein
- Support the business in managing compliance related issues and risks and participate in projects as required
- Conduct reviews of Customer Due Diligence (KYC) files and maintain relevant documentation
- Perform reviews of marketing communication
- Conduct comprehensive compliance risk assessments and perform monitoring in accordance with the compliance monitoring plan
- Conduct comprehensive AML/CFT risk assessments and perform monitoring of AML/CFT requirements including due diligence on relevant service providers
- Investigate conflicts of interest, breaches and complaints, prepare relevant documentation and maintain corresponding registers
- Assist in interpreting, implementing and developing compliance policies, procedures, and processes
- Monitor changes in applicable law, regulation and guidance
- Prepare regular and ad-hoc compliance and AML/CFT reports
- Provide training and awareness sessions to employees covering regulatory requirements and internal policies
- Support the execution of internal and external audits
- Support the Director Compliance in any other matters as required
- Build and maintain relationships with various stakeholders across our operations in multiple jurisdictions
- Between 3 to 5 years of experience within the investment fund industry with a strong understanding of compliance and AML/CFT requirements for investment fund managers in Luxembourg. Experience with alternative investment funds and real estate funds is a plus.
- A degree in Law, Finance, Economics or a related filed; a relevant professional certification is a plus.
- In-depth knowledge of Luxembourg's regulatory environment.
- Excellent communication and presentation abilities, with the ability to convey complex information to a non-technical audience.
- Self-motivated, detail-oriented, and able to work independently.
- Perseverance - mastery
- Informing - mastery
- Written communications - mastery
- Presentation skills - mastery
- Functional/technical skills - competent
- Learning on the fly - mastery
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