Compliance Officer

Tradebulls Securities (P) Limited

  • Ahmedabad, Gujarat
  • Permanent
  • Full-time
  • 14 days ago
Company Description Tradebulls Securities (P) Limited is a rapidly growing broking house located in Ahmedabad. With over 2 lakh clients and 2000+ business partners, we offer expert services in Equity, Currency, Commodity Trading, Derivatives, and more. Our comprehensive range of services includes Mutual Fund distribution, IPO, Personal Loans & Insurance, Portfolio Management, Online Trading, and Depository Services. We have a large team of research and advisory professionals, as well as state-of-the-art tools to provide AI-based research to our customers. As one of the top five brokers in Gujarat, we are dedicated to providing trustworthy financial solutions and simplifying trading for all. Role Description This is a full-time on-site role as a Compliance Officer at Tradebulls Securities (P) Limited in Ahmedabad. The Compliance Officer will be responsible for ensuring regulatory compliance, managing compliance risk, conducting internal audits, and developing and implementing compliance policies and procedures. The role requires strong analytical skills, attention to detail, and effective communication to collaborate with various stakeholders and ensure adherence to legal and regulatory requirements. Qualifications Compliance Management and Regulatory Compliance skills Analytical skills Effective communication skills Finance knowledge Bachelor's degree in a relevant field (e.g., Finance, Business, Law) Professional certification in compliance (e.g., ACCA, CFE) is a plus Prior experience in compliance or risk management Strong understanding of relevant legal and regulatory frameworks

foundit

Similar Jobs

  • Compliance Officer

    SAi Management Consultancy

    • Ahmedabad, Gujarat
    Preparation of documentation of AP registration / cancellation and having brief knowledge of AP related compliances. To Co-coordinate with the exchange(s), clients and departments…
    • 2 months ago
  • Senior Compliance Officer

    WORKQUEST GLOBAL PRIVATE LIMITED

    • Ahmedabad, Gujarat
    Job Title: COMPLIANCE OFFICER Responsibilities Monitoring compliance related developments and rule changes and advising executive management regarding their impact to the organizat…
    • 29 days ago