Group Client Money and Assets Oversight Manager
Maldon Partners
- London
- Permanent
- Full-time
- To be the subject matter expert on CMA and be the main point of contact for the Executive Board, Audit Committees and Senior Management
- Develop and maintain the governance framework to ensure full compliance with CMA regulatory requirements in all jurisdictions.
- Manage the Client Money Team and ensure the accurate and timely production of their deliverables on a daily, monthly, quarterly and annual basis.
- Manage the client money audits for all regulated entities
- Ensure timely submission of the CMAR and other CMA related submissions.
- Contact for regulators
- Oversee All appropriate training
- Creating and maintaining policies and procedures
- Provide technical advice on CASS
- Ad hoc projects
- Extensive knowledge and experience of CASS governance (CASS 6 & 7) in a similar financial services/securities institution.
- Experience of managing CMAR Audit relationships
- Previous team management experience
- Excellent interpersonal skills and experience working with boards of directors
- Demonstrated understanding of FCA rules and regulations
- High degree of computer literacy in MS Office (Excel must be advanced with ability to use look ups and pivot tables).
- Experience of the CASS Oversight Functions (CF10a) DESIRABLE
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