Senior Investigator - INVESTIGATIVE REPORTING ASP
HSBC
- 广东省广州市
- 合同
- 全职
- unusual activity reports from various parts of the bank as well as other HSBC entities as applicable, including other business lines and functions;
- escalated cases from transaction monitoring systems;
- escalated cases identified by true matches to screening lists escalated from Name Screening teams;
- cross-border referrals; and
- escalated cases from Fraud Operations.
- Ensure appropriate pro-active use of media reports and relevant websites to gather intelligence and identify customers of HSBC involved in financial crime, including money laundering and terrorism.
- Produce a high quality case file including a comprehensive narrative and recommendation as to whether or not a SAR is appropriate with onward escalation for disclosure to the relevant authorities in accordance with procedural standards.
- Identify appropriate referrals for action, and effecting of such in accordance with procedural standards.
- Process a proportionate number of investigations to the agreed procedural standards required and within agreed service level agreements.
- Ensure appropriate consideration given to each case as to content and quality of content/narrative.
- Determine whether the case warrants escalation to other Investigations teams, taking care to evaluate appropriately against relevant escalation criteria.
- Deal with enquiries from colleagues of other HSBC business areas in a professional, responsive manner, giving them appropriate guidance, referring to management where necessary.
- Deal with external enquiries, if required, in a professional manner, providing appropriate information, referring to management, where necessary.
- Ensure compliance with Regulatory, Bank Policy and Principles. Maintain records, and update case histories.
- Work closely with respective Manager to develop personal capability.
- Work effectively and professionally with colleagues across Investigations and the organization.
- Ensure performance meets the requirements of any relevant service level agreements and at all times, adheres to the relevant market, Local, Group and Regulatory policies.
- Generate ideas to improve team and process efficiencies.
- Universal banking experience across Retail, Commercial and Banking and Markets
- Money Laundering investigations experience including understanding transaction monitoring scenarios
- Familiarity and experience with transaction monitoring and associated systems and case management systems
- Experience with banking core customer data management systems; Experience of identifying activity indicative of financial crime risk, i.e. money laundering, terrorist financing, etc. risk; Experience in undertaking investigations/analysis into customer activity with the ability to draw inferences from noted behaviour, including transactional profile, against expectation established from KYC/CDD data; Experience in writing reports.
- Proven high quality spoken and written communication skills with the ability to draft reports and communicate conclusions effectively, in a clear, concise and professional manner.
- Consistently achieve objectives set and take action to improve own performance.
- Strong organisational skills. Collaborative working style with colleagues and broader stakeholders within a cross-border and LoB matrix organization.
- Prior regulatory or law enforcement investigations experience is advantageous.
- ACAMS or International Compliance Association (ICA) certificate/diploma, or equivalent qualifications.