PIMCO - New York City, NY - $137,500-195,000 per year
Officer to join its global compliance team within the Legal and Compliance Department. This role will support the... a critical role in ensuring compliance with regulatory standards and internal policies. Responsibilities Support the...
April 5
Blackstone - New York City, NY
will report to and work closely with the Chief Compliance Officer of BXPE and collaborate with the PWS Legal & Compliance group... consultants and counsel Develop, revise, and maintain compliance and regulatory policies, procedures, and controls taking...
February 27
Broker Dealer Regulatory Governance Compliance Officer
Sumitomo Mitsui Banking Corporation - New York City, NY
of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function... is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product...
April 16
Compliance Officer, Regulatory
Flow Traders - New York City, NY - $112,000 per year
Flow Traders is looking for Compliance Officer to join our Compliance team in New York. The ideal candidate is process... controls related to regulatory obligations that are designed to mitigate various types of compliance and operational risk...
March 22
Financial Regulatory Reporting, VP
Mizuho Bank - New York City, NY - $114,000-180,000 per year
About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation... of regulatory filings for multiple entities under Mizuho US operations, reporting to Mizuho Americas CFO. This is a hybrid position...
March 1