Vice President - Compliance & Risk Management
SWCS Corporate Services Group (Hong Kong) Limited - Wan Chai, Hong Kong
KEY RESPONSIBILITIES Manage Compliance & Risk Management Team Implement an effective AML/KYC compliance framework... company-wide training on risk and compliance matters on a regular basis Continuously monitor and update global regulatory...
April 9
IT Audit/Risk Vice President (Top-tier Chinese Securities )
Links International - Central and Western District, Hong Kong
plans of designated areas in IT Audit Evaluate the risk management, regulatory compliance processes and internal controls... risk perspective; Provide proactive consultative advice that leads to improvements in risk control and governance systems...
March 15
IT Audit/Risk Vice President (Top-tier Chinese Securities )
Links International - Central and Western District, Hong Kong
plans of designated areas in IT Audit Evaluate the risk management, regulatory compliance processes and internal controls... risk perspective; Provide proactive consultative advice that leads to improvements in risk control and governance systems...
March 15
Vice President- IBD Compliance
Robert Half - Central and Western District, Hong Kong
, and examinations, ensuring timely and accurate responses. Collaborate with legal, risk management, and other compliance teams... compliance guidance to investment bankers and senior management on regulatory requirements, policies, and best practices. Ensure...
March 5
Vice President, Relationship Management - Private Wealth Management
Cathay United Bank - Causeway Bay, Hong Kong
management solutions which meets client’s investment objectives and corresponding risk profile Aspire to achieve individual... in compliance with regulatory requirement Identify clients’ investment needs. Advise and provide customized private wealth...
April 4