Senior Markets Compliance Manager
ANZ - Hong Kong
compliance management framework. Banking is changing and we're changing with it, giving our people great opportunities to try... to the group compliance management framework. Advise on various regulatory aspects of Markets businesses, and ensure the...
April 20
Compliance Officer, Asset Management
One Paramount Recruitment Limited - Hong Kong
experiences in asset management firms (i.e. with SFC Type 1, 4 and 9 RA License) preferred. Familiar with SFC authorized funds...Responsibilities： Ensure investment compliance primarily with the use of the trading system Code investment...
April 19
Senior Vice President, Product Management (Collateral management)
BNY Mellon - Hong Kong
intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages... Collateral Management team. This role is located in Hong Kong. In this role, you'll make an impact in the following ways...
April 19
Head of Corporate Risk Assets Management, Commercial Bank
Unicorn Advisor - Hong Kong
, security enforcement, institution of legal proceedings, provisions, asset classifications etc. as a member of NPL Committee...Supervise a team to control and manage non-performing assets and impairment loss Oversee the team’s compliance...
March 13
Vice President / Director Compliance - Asset Management Firm
Michael Page - Central, Hong Kong
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role... will report directly to the Head of Legal & Compliance whilst managing a small team This role can eventually be a step up...
April 22