About Working at CommerceBuilding a career here is more than just steps on a ladder. It’s about helping people find financial safety and success, helping businesses thrive, and making sure people and their money are taken care of. And our commitment doesn’t stop there. Our culture is about our people, the ones in our communities and the ones that work with us.Here, you’ll find opportunities to grow and learn, to connect with others, and build relationships with the people around you. You’ll have the space and resources to grow into the best version of yourself. Because our number one investment is you.Creating an award-winning culture doesn't come easy. And after more than 155 years, we know Commerce Bank is only at its best when our people are. If this sounds interesting to you, keep reading and let’s talk.Compensation Range Hourly: $29.30 - $50.50 (Amount based on relevant experience, skills, and competencies.)About This JobAs a Trust Investment Compliance Advisor, you’ll provide compliance advice to key players in the Commerce Trust Company. You’ll work with leadership on important rules and regulations within the Trust company, provide advice to management and employees on policies and procedures, give compliance support to projects, and much more.Essential FunctionsMaintain ongoing relationships with Commerce Trust business lines and support unit partnersRespond to inquiries/requests for general compliance guidance regarding business line policies, procedures, and regulatory issuesReview and evaluate the effectiveness of operating procedures and controls related to compliance objectivesAssist in review and/or implementation of new products, services, and/or software as it relates to compliance functions. Provide advice during the development and installation of solutions to ensure proper implementation of compliance requirements and development of ongoing compliance controlsAssist leadership with regulatory examinations, including document gathering, responding to requests, facilitating meetings between Commerce Trust staff and examiners, and addressing exceptionsGather, analyze, and interpret proposed new/revised state or federal laws and regulations and disseminate appropriate information to Commerce Trust business linesDevelop and review content for compliance training programs, including advice to business lines on 1st line of defense training opportunities and content developmentReview client complaints, responses, and documentation to ensure policy was followed, advising line of business as necessaryReview external marketing material prior to issuance in conjunction with Trust LegalAssist with quarterly compliance report, including summarizing testing results, examination summary, regulatory updates, training schedules, and summary of customer complaintsAssist leadership with projects/duties related to the compliance management systemAttend Commerce Trust committee meetings, as requestedPerform other duties as assignedKnowledge Skills & Abilities RequiredCritical analysis skills sufficient to analyze and communicate complex legal/regulatory conceptsKnowledge of account administration, investments and investment sales practice and proceduresAbility to think strategically across multiple areas of business to create practical compliance solutionsSound business and professional judgmentSkilled at providing compliance advice in the face of ambiguityMotivated and organized self-starter with strong attention to detail and the ability to manage multiple prioritiesInquisitive, agile and strong team player with excellent written, verbal and interpersonal communication skillsAbility to remain adaptable and resilient to all situations with an optimistic outlook and cast a positive shadow that is aligned with our culture and Core ValuesAbility to maintain a high degree of confidentialityIntermediate level proficiency with Microsoft Word, Excel and OutlookEducation & ExperienceBachelor’s degree or equivalent combination of education and experience required6+ years of compliance experience or equivalent technical knowledge required4+ years of well-rounded and progressive trust or banking experience preferredCertified Fiduciary Investment Risk Specialist (“CFIRS”) or related certifications, or admission to the Bar preferred** Level of role is determined by knowledge, experience, skills, abilities, and education..,***For individuals applying, assigned and/or hired to work in areas with pay transparency requirements, Commerce is required by law to include a reasonable estimate of the compensation range for some roles. This compensation range is for the Investment Compliance Advisor - Trust I, II, III & Senior job and contemplates a wide range of factors that are considered in determining most appropriate job level and making compensation decisions, including but not limited to location, skill sets, education, relevant experience and training, licensure and certifications, and other business and organizational needs. The disclosed range estimate has not been adjusted for any applicable differentials (geographic, bilingual, or shift) that could be associated with the position or where it is filled. At Commerce, it is not typical for an individual to be hired at or near the top of the range for their role, and compensation decisions are dependent on the facts and circumstances of each situation. A reasonable estimate of the current base pay is $29.30 to $50.50 per hour. The candidate selected for this position may be eligible for the following employment benefits: employer sponsored health, dental, and vision insurance, 401(k), life insurance, paid vacation, and paid personal time. In addition, we offer career development, education assistance, and voluntary supplemental benefits. Click to learn more.#LI-HybridLocation: 922 Walnut, Kansas City, Missouri 64106Time Type: Full time
