Compliance Assistant

Eureka Stock & Share Broking Services Ltd

  • Kolkata, West Bengal
  • Permanent
  • Full-time
  • 21 days ago
Location - Kolkata(West Bengal) Local candidate only. Job Specification- Professional degree -- Candidate must be pass out and holds ICSI (The Institute of Company Secretaries of India) membership number. Graduation -- Any stream. Salary - Rs. 45,000 /- per month Job description - Timely submission of various forms, reports and other documents to Exchanges/Depositories. Ensuring exchange / DP-related compliance applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time. Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. Updating company forms and internal documents in line with applicable stock broking / DP guidelines. Any other compliance matters as assigned from time to time.

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