VP/ Associate Director, AML Compliance – Equities/ Securities
Harbridge Partners Limited - Central, Hong Kong
services houses in Asia, with an enviable track record in Hong Kong. Reporting to the Head of Compliance, the VP/ Associate... managed by one of our Associate Directors Terry Au, supported by our Managing Partner for our Compliance, AML and Regulatory...
June 3
Compliance Assistant – Chong Hing Securities
Chong Hing Securities Limited - Central, Hong Kong
transactions Keep abreast of regulatory updates (Securities and Futures Ordinance) and ensure the Company is in compliance... with us. Responsibilities Perform regular compliance program and provide support to business unit in compliance with internal policies...
May 27
Associate Director, Custody Product Manager - Markets and Securities Services
HSBC - Central, Hong Kong
and Securities Services provides robust and reliable solutions that enhance performance and mitigate risk, today and in the future.... Working with institutional investors, banks, insurance companies, governments and multinational corporations, Securities...
June 7
Head of Operations - securities firm
Delta Asia Securities Limited - Wan Chai, Hong Kong
Formulate, review, and implement operational policies and processes to ensure compliance with operating procedures, internal... Administration or related discipline 10+ years of relevant experience in securities firm with at least 6 years of supervisory...
May 19
Relationship Analyst, Wealth Business, Hong Kong
Wellington Management - Central, Hong Kong
our relationship management efforts. The Analyst will work closely with Business Development Managers and Associate Business... for a Relationship Analyst (“RA”). The successful candidate will be an integral member of our Hong Kong and Taiwan Team...
May 25