SFC Responsible Officer (Type 9) & KIP (for Public Fund)
Eddid Securities and Futures Limited - Admiralty, Hong Kong
in related discipline; 2. Existing SFC Type 9 RO with experience in public fund management are highly preferred; 3... job: 1. Engage in the process of uplifting the Type 9 license application to facilitate the issuance of public fund, ensuring...
May 29
Overseas Investor Relations | Type 9 Responsible Officer
Selby Jennings - Central and Western District, Hong Kong
. They are looking for a talented and experienced individual who can join their team in Hong Kong as a senior institutional sales & responsible officer...Our client, an established hedge fund based in Shanghai is seeking to expand its operations...
April 20
OSL - Causeway Bay, Hong Kong
, and 9 licensed representative, with at least 3 years of management experience Current SFC Type 1, 4, and 9 Responsible... company Ensure that the company compiles with all applicable regulations of the SFC Co-manage daily operations of company...
May 25
OCBC Securities Brokerage (Hong Kong) Ltd. – Responsible Officer
OCBC Bank - Sheung Wan, Hong Kong
more about OCBC Hong Kong. Key Responsibilities Act as Responsible Officer of the firm with management responsibilities and duties... to supervise SFC Type1 & Type2 regulated activities Drive business growth through effective collaboration across segments...
May 8
Assistant Finance Manager, SFC, 46k (Big 4 Welcome)
Michael Page - Central, Hong Kong
Manager to join their team. Description Reporting to the Department Head, you will be responsible for Responsible... providers, auditors on various fund operations task Assisting in system enhancement and ad-hoc tasks Profile Requirement...
May 28