Vice President / Assistant Vice President, Investment & Insurance Compliance
Shanghai Commercial Bank - North Point, Hong Kong
. Candidates with substantial experience may be considered for the position of Vice President, Investment & Insurance Compliance... among its staff members. Responsibilities: Provide advisory services on Investment and Insurance businesses for compliance...
May 31
Assistant Vice President, Compliance (FCC Advisory Team)
OCBC Bank - Sheung Wan, Hong Kong
. Recognised for its financial strength and stability, OCBC is consistently ranked among the World’s Top 50 Safest Banks by Global... Finance and has been named Best Managed Bank in Singapore by The Asian Banker. OCBC is the second largest financial services...
June 14
Vice President / Assistant Vice President, Compliance
Eddid Financial Holdings Limited - Admiralty, Hong Kong
relating to compliance issues, including due diligence and AML/KYC suitability policy Keep abreast of new regulatory...品期貨交易委員會 (CTFC) 註册。 About Eddid Financial Anchored in Hong Kong, Eddid Financial is an all-encompassing financial group centered...
June 13
Assistant Vice President / Senior Compliance Manager, Compliance Review
Fubon Bank - Central, Hong Kong
opportunity. Responsibilities: Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head... Office requirements Identify and evaluate regulatory compliance risk and control issues and prepare compliance review...
June 12
Assistant Vice President, Credit Review
Shanghai Commercial Bank - North Point, Hong Kong
recommendation on credit facilities on large scale customers Ensure compliance with of bank policy and regulatory requirements.../ listed companies' credit analysis (in terms of credit risk aspects and financial viability) and credit risk management in...
June 13