Head of Legal and Compliance - Securities Firm
Michael Page - Hong Kong Island, Hong Kong
. Job Description Report directly to the Head of Hong Kong whilst management the legal and compliance team Main duties include business... of compliance experience within securities firm prefer corporate finance/IBD experience must be fluent and can read and write...
October 24
Assistant Director - Legal & Compliance
Michael Page - Central, Hong Kong
. Description This role will work in a close-knit team, reporting directly to the Head of Legal & Compliance. The position will be responsible...We are looking for a highly experienced compliance professional with a strong background in securities firms. Client...
November 7
Assistant Director - Legal & Compliance
Michael Page - Kowloon, Hong Kong
, reporting directly to the Head of Legal & Compliance. The position will be responsible for: Provide advice to internal... years of related compliance experience and having worked in other securities/brokerage platforms. Fluency across English...
November 7
Legal Counsel, Compliance and Legal Department
Hong Kong
as assisting the Head of Legal in providing broad legal advice to management in order to protect interests of the bank... services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global...
November 13
Deputy General Manager & Head of Compliance, Compliance Department (Hong Kong)
SUMITOMO MITSUI BANKING CORPORATION - Quarry Bay, Hong Kong
& Responsibilities: The DGM & Head of Compliance role exercises management oversight on the Compliance functions (Compliance Advisory... and reputation risk. Manage the Compliance Department of the Hong Kong Branch to ensure a robust compliance, AML/CFT and legal...
October 31