Compliance Officer
IDEX Consulting
- Tyne and Wear
- £31,000 per year
- Permanent
- Full-time
- Ensure client files are in compliance with regulatory standards and internal policies
- Files submitted and checked via in house back office system
- Assistance with answering enquiries from advisers by email and telephone
- Part of a dynamic team reviewing cases
- Strong communication skills, both verbal and written
- Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be considered)
- Previous experience in a similar role would be beneficial, although full training provided