Senior Legal and Compliance Officer

• Supervise the development, implementation, and upkeep of policies and procedures to uphold legal and regulatory standards within the company;
• Conduct comprehensive legal and regulatory research to support informed decision-making by the Legal and Compliance team;
• Oversee the preparation and submission of regulatory filings, as well as manage responses effectively;
• Review and analyze due diligence documentation and processes to ensure thorough examination and compliance;
• Maintain and update the regulatory calendar to ensure timely compliance with all deadlines and obligations;
• Support customer reviews and ensure meticulous upkeep of all legal and compliance records, documents, correspondence, and reports;
• Implement streamlined organizational and retrieval systems for efficient management of records.

• Possess a minimum of 2 years of experience in a Legal and Compliance role;
• Hold a Bachelor's degree in Law, Compliance, or a related field; advanced degrees or professional certifications (e.g., JD, LLB, LLM, CCEP) will be considered as an asset;
• Demonstrate advanced proficiency in Microsoft Office and familiarity with legal and compliance software tools;
• Exhibit a profound understanding of Company Law and banking regulatory compliance frameworks;
• Display a comprehensive grasp of legal principles, regulatory standards, and best practices in compliance management;
• Previous experience within Credit or Financial Institutions is highly desirable, along with a thorough understanding of sector-specific regulations and compliance challenges.

• Demonstrate leadership and integrity;
• Strong teamwork and communication skills;
• Highly organized and analytical;
• Efficient time management and task prioritization;
• Ability to handle multiple responsibilities in a fast-paced environment;
• Proficient in researching and understanding legal regulations;
• Excellent written and verbal communication skills for preparing legal documents and reports.

BroadWing