Compliance Officer, Asset Management
One Paramount Recruitment Limited - Hong Kong
Responsibilities： Ensure investment compliance primarily with the use of the trading system Code investment... restrictions and guidelines into the trading system for pre-trade and post-trade compliance monitoring. Flag, resolve and report...
April 19
Senior Audit Manager / Audit Manager (Compliance) - Banking Audit
The Bank of East Asia - Hong Kong
of Banking Audit Department Develop and implement comprehensive audit plans for compliance and AML/CFT audits, to assess the...’ relevant experience in banking / financial services with strong technical knowledge on compliance and AML/CFT, and specific...
April 19
Vice President / Director – Compliance
Hong Kong
Duties & Responsibilities Oversee the compliance requirements for the company as defined by SFC; Lead the team... escalation of any compliance issues; Provide strategic guidance to senior management related to compliance; Provide training...
April 18
Analyst, AML Operation, Financial Crime Compliance Section (Fixed Term Contract)
Mizuho Bank - Hong Kong
About the team Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC Support Team...- compliance items. Carry out specific functions designated under the AML/CFT program, etc. including but not limited to the...
March 28
Fixed Term Contract Analyst, AML Operation, Financial Crime Compliance Section
Mizuho Bank - Hong Kong
of one of the largest—and growing—banks in the world. About the team Financial Crime Compliance Section consists of the AML... & Sanction Advisory Team, KYC Support Team and Client Servicing team. Role requirements Comprehend AML/CFT laws...
March 21