KYC Incident and Client Advisory (ICA) - Associate
JPMorgan Chase
- Singapore
- Permanent
- Full-time
- Provide guidance to Bankers on reputational and financial crime risk concerns and collaborate with Bankers to prepare submissions to the Reputational Risk Committee and AML Forum/Committee.
- Partner with Bankers to prepare submissions to the Client Review Forum, addressing risk tolerance and client fit, in accordance with the business segment's strategy.
- Work with Global Financial Crime Compliance and Risk functions on client issues which pose financial crime and reputational risk to the bank.
- Review overnight screening alerts and determine the appropriate disposition.
- Work with ICA global counterparts to coordinate issues, findings and practices.
- Conduct periodic training and awareness sessions to new hires and various refreshers to staff.
- Coordinate with compliance and control function where it relates to regulatory audits / requests / initiatives.
- Take up project/ initiative/ request as and when required and drive them to a completion
- At least 8 years of experience in risk management, audit or compliance, with focus on KYC/AML.
- Broad knowledge of rules and regulations for various Asia jurisdictions (particularly in Hong Kong and Singapore), with focus on KYC/AML.
- Strong and Proven Organizational Skills, including prioritization
- Strong risk and controls awareness
- Ability to identify and focus on issues at a holistic level and yet be detailed oriented and independence in thinking when analyzing.
- Adaptable to work in a fast paced environment where multitasking is the norm and ability to handle escalations and work on resolutions.
- Being proactive and takes initiative to assist the team
- Bachelor's Degree
- Background in internal audit or regulatory audit with focus on KYC/AML
- Excellent team player - Open minded, able to share information, knowledge and expertise with peers and team members.
- Experience in managing/mentoring junior members of the team.
- Excellent communication skills and strong knowledge of wealth management business/ private banking.dore