Vice President / Assistant Vice President, Investment & Insurance Compliance
Shanghai Commercial Bank - North Point, Hong Kong
. Candidates with substantial experience may be considered for the position of Vice President, Investment & Insurance Compliance... among its staff members. Responsibilities: Provide advisory services on Investment and Insurance businesses for compliance...
May 24
Vice President / Assistant Vice President, Compliance
Eddid Financial Holdings Limited - Admiralty, Hong Kong
practical compliance advice for business such as retail and institutional brokerage, global markets business and businesses... and external laws and regulations (i.e. SFC/ HKEX requirements) Provide staff training related to compliance guidelines...
May 19
Assistant Vice President, Policy and Governance (Financial Crime Compliance)
OCBC Bank - Sheung Wan, Hong Kong
AML Policies for Hong Kong and overseas subsidiaries Ensure tracking of annual compliance plan (AML/CFT related), to make... and track the Annual Compliance Plan for Hong Kong and overseas subsidiaries. Co-ordinate with relevant parties on regulatory...
May 19
Vice President/ Assistant Vice President, Regulatory Compliance
Shanghai Commercial Bank - North Point, Hong Kong
among its staff members. Responsibilities: Lead/ support to provide general compliance advisory services to business and operation... units, as well as relevant compliance advice to overseas branches with the aim of operation alignment across different...
May 11
Assistant Vice President / Senior Compliance Manager, Compliance Review
Fubon Bank - Central, Hong Kong
opportunity. Responsibilities: Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head... Office requirements Identify and evaluate regulatory compliance risk and control issues and prepare compliance review...
May 2