Compliance Analyst
Interactive Brokers
- Mumbai, Maharashtra
- Permanent
- Full-time
- Manage multiple queues of real-time transaction and reference data alerts against sanctions/PEP/negative news watch lists administered by U.S. and international regulatory bodies.
- Perform complex case investigations sourcing data from multiple unrelated venues, including proprietary and open sources.
- Draft reporting summaries for internal management and external regulatory audiences.
- Design, source and produce reporting metrics across multiple workflows and decision queues.
- Process review and enhancement related to the referral, escalation, and resolution of AML alerts in region and globally as required.
- Contribute new ideas related to AML screenings.
- Bachelor's degree or higher with a major or concentration in Finance, Economics, Accounting, Information Systems, etc.
- 3-5 years of experience related to AML & Sanctions Compliance in financial services or other relevant industries.
- Strong knowledge of International AML & Sanctions regimes
- Knowledge of Financial Crime Risk policies, Sanctions, AML and procedures
- Experience gained in a leading broker, bank, regulator or professional services firm
- Awareness of financial market trading products
- An additional foreign language would be advantageous (e.g., German, French, Spanish, Chinese)
- Understanding of how technology is applied to business and regulatory issues.
- Ability to work in a small-team environment, work independently, and multi-task with minimal supervision.
- Excellent writing and oral communication skills.
- AML certification, such as ACAMS, CFE, or CFCS, is a plus.
- Good knowledge and experience with office tools like MS Outlook, MS Word, MS Excel, etc.
- Competitive salary package.
- Performance-based annual bonus (cash and stocks).
- Hybrid working model (3 days office/week).
- Group Medical & Life Insurance.
- Modern offices with free amenities & fully stocked cafeterias.
- Monthly food card & company-paid snacks.
- Hardship/shift allowance with company-provided pickup & drop facility*
- Attractive employee referral bonus.
- Frequent company-sponsored team-building events and outings.
- Depending upon the shifts.