Vice President, Regulatory Analyst/Finance Accounting Lead Analyst - New York, NY (Hybrid)
Citigroup
- New York City, NY
- $129,840-194,760 per year
- Permanent
- Full-time
- Ensure continuous compliance with all financial regulatory reporting requirements relating to SEA Rule 15c3-1 and 15c3-3;
- Produce certain aspects of the daily and month end Net Capital and Customer reserve computations (SEA Rule 15c3-1 and 15c3-3)
- Participate in the preparation of the monthly Focus reporting package relating to SEA Rule 15c3-1 and 15c3-3;
- Report financial results to senior management
- Assist with the SEC & FINRA supplemental financial reporting
- Liaison with regulatory examination teams and auditors during examinations and audits
- Participate in the month end balance sheet close.
- Special Project Work
- Participate in the cross training program
- Review business proposals
- Must have working knowledge of SEC rules and regulations, primarily SEA Rule 15c3-1 and SEA Rule 15c3-3;
- Minimum of 5-7 years experience in an SEC Regulatory capacity;
- The ideal candidate should be highly motivated and must have excellent oral and written communication skills to effectively communicate throughout the organization;
- Must demonstrate problem solving and organizational skills and attention to detail and accuracy;
- Should have some brokerage operations knowledge and be familiar with stock brokerage accounting;
- Proficient in Microsoft Office, with strong MS Excel skills required.
- Bachelor’s degree required; Accounting or Finance degree