DCORO, GWBCB - Wholesale Banking Coverage (Corporate Coverage) MY

• Identify significant business changes and where appropriate, coordinate and prepare the required analysis to review such changes and ensure proper mitigating controls.
• Support the Business Unit (BU) in risk identification, escalation & remediation.
• Identify recommendations to improve the quality of internal controls and for risk mitigations.
• Analyse errors, near misses and significant events to identify root causes.
• For operational risk-related matters, formulate and implement action plans to address control gaps/regulatory gaps/control weaknesses identified.
• Drive compliance with Group Non-Financial Risk Management (GNFRM) and ensure compliance with the BU's internal policies and procedures, applicable banking laws/regulations/guidelines.
• Participate in the bank's Risk & Control Self-Assessment (RCSA) program.
• Review and implement relevant internal Policies and Procedures and/or Standard Operating Procedures and ensure they are updated.

• Drive compliance with Group Compliance (GC)'s policies and procedures.
• Support RCU during the performance of gap analysis for the new and/or updated legal and regulatory requirements. Drive appropriate actions to close the gaps identified.
• Support the BU during audits & thematic reviews by internal/external stakeholders.
• Provide necessary guidance during the Customer Due Diligence process to relevant stakeholders and help bridge the communications with relevant subject matter experts (Group Compliance) to attain clarity on the way forward.
• Assist in driving the remediation of customer accounts in accordance with BNM's rules & regulations.
• Go-to person for compliance and risk matters within the BU.
• Drive and participate in operational risk and compliance projects.

• Degree in Business or Banking/Financial services related discipline.
• International Compliance Association (“ICA”) related certifications such as Advanced Certification in Anti-Money Laundering / Counter Financing in Terrorism (ACAM), Advanced Certification in Regulatory Compliance (ACRC) and Certified Internal Auditor (“CIA”), would be an added advantage.
• At least 10 years of work experience in regulatory compliance / risk & control role (First Line of Defence) or internal audit in a financial institution.

CIMB