Senior Compliance Officer

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  • Cheshire
  • £45,000 per year
  • Permanent
  • Full-time
  • 1 month ago
  • Apply easily
A leading financial services business headquartered in Cheshire, is recruiting for a Senior Compliance Officer to join on a permanent basis.As Senior Compliance Officer, you will play a key role in ensuring that the firm adheres to all regulations, laws and other industry standards. Your key responsibilities will be:
  • Carrying out regular reviews and assessments of the company policies, procedures and operations, to ensure compliance with FCA regulations and industry standards
  • Developing and implementing the compliance monitoring programs and processes to identify and mitigate potential compliance risks
  • Monitor changes in regulatory requirements and industry trends to ensure that the company's compliance policies remind up-to-date
  • Collaborating with internal departments including legal, risk management and operations, to address compliance issues and implement remedial actions as necessary
  • Prepare comprehensive reports detailing the results of compliance monitoring activities and recommendations for improvement
  • Assist in the development and delivery of compliance training programs for employees to raise awareness of regulatory requirements and promote a culture of compliance
  • Respond to inquiries and requests from regulatory authorities and external auditors regarding the compliance procedures
  • Participating in internal audits and compliance reviews to assess the effectiveness of controls and identify areas for improvement
Senior Compliance Officer|Financial servicesTo be successful in this role, you must have:
  • Significant experience working in a compliance role within financial services
  • Strong knowledge of FCA regulations, including but not limited to AML/KYC requirements, and data protection laws
  • Excellent analytical skills with the ability to interpret complex regulatory requirements and assess their impact on business operations
  • Ability to work independently and collaboratively in a fast-paced environment with tight deadlines
  • Excellent communication skills with the ability to effectively communicate complex compliance issues to stakeholders at all levels of the organisation
  • Detailed oriented with a high degree of accuracy in reviewing documentation and conducting compliance assessments
  • Qualifications such as ICA Certificate in compliance is preferred
This firm is a specialist in the insurance sector and is committed to maintaining the highest standards of regulatory compliance and ethical conduct in all operations.As Senior Compliance Officer, you will get:
  • Attractive salary
  • Generous holiday entitlement
  • Company pension scheme
  • Working from home 2-3 days a week
  • Social events
  • Healthcare
  • Plus many more!

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