Senior Compliance Officer
Page Personnel
- Cheshire
- £45,000 per year
- Permanent
- Full-time
- Carrying out regular reviews and assessments of the company policies, procedures and operations, to ensure compliance with FCA regulations and industry standards
- Developing and implementing the compliance monitoring programs and processes to identify and mitigate potential compliance risks
- Monitor changes in regulatory requirements and industry trends to ensure that the company's compliance policies remind up-to-date
- Collaborating with internal departments including legal, risk management and operations, to address compliance issues and implement remedial actions as necessary
- Prepare comprehensive reports detailing the results of compliance monitoring activities and recommendations for improvement
- Assist in the development and delivery of compliance training programs for employees to raise awareness of regulatory requirements and promote a culture of compliance
- Respond to inquiries and requests from regulatory authorities and external auditors regarding the compliance procedures
- Participating in internal audits and compliance reviews to assess the effectiveness of controls and identify areas for improvement
- Significant experience working in a compliance role within financial services
- Strong knowledge of FCA regulations, including but not limited to AML/KYC requirements, and data protection laws
- Excellent analytical skills with the ability to interpret complex regulatory requirements and assess their impact on business operations
- Ability to work independently and collaboratively in a fast-paced environment with tight deadlines
- Excellent communication skills with the ability to effectively communicate complex compliance issues to stakeholders at all levels of the organisation
- Detailed oriented with a high degree of accuracy in reviewing documentation and conducting compliance assessments
- Qualifications such as ICA Certificate in compliance is preferred
- Attractive salary
- Generous holiday entitlement
- Company pension scheme
- Working from home 2-3 days a week
- Social events
- Healthcare
- Plus many more!