Compliance Manager, VP - Blackstone Multi-Asset Investments
Blackstone - New York City, NY - US$140,000-200,000 per year
people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include investment..., opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information...
April 3
Vice President, Investment Adviser Compliance
Ares Wealth Management Solutions - New York City, NY - US$175,000-200,000 per year
including the Advisers Act, Investment Company Act and FINRA; European and Asia Pacific Compliance, which oversees region... creating and implementing the Firm’s Registered Investment Adviser program. The ideal candidate will bring significant...
May 10
Associate Vice President, Investment Adviser Compliance
Ares Wealth Management Solutions - New York City, NY - US$130,000-150,000 per year
, Investment Company Act and FINRA; European and Asia Pacific Compliance, which oversees region-specific compliance and regulatory...’s Registered Investment Adviser program. The ideal candidate will bring significant experience and demonstrated knowledge...
March 30
Managing Director, Head of Investment Adviser Compliance
Ares Wealth Management Solutions - New York City, NY
leader, the Head of Registered Investment Adviser Compliance will particularly focus on the implementation and maintenance..., Investment Company Act and FINRA; European and Asia Pacific Compliance, which oversees region-specific compliance and regulatory...
March 29
Legal & Compliance - Marketing & Distribution Compliance, VP
Blackstone - New York City, NY - US$140,000-200,000 per year
with others on Blackstone’s global Legal and Compliance (“L&C”) team. The VP will serve as the primary day-to-day counsel with respect..., etc.) across various investment strategies from a legal, regulatory, and compliance perspective; · Supervise and train staff to conduct...
May 18