Risk & Compliance Lawyer
AJ Fox Compliance
- Manchester
- £70,000 per year
- Permanent
- Full-time
- Resolving formal complaints and incidents
- Identifying causes of breaches and reporting mitigation and themes.
- Managing firmwide risks (ethical, regulatory, conduct)
- Updating and reporting on risk registers.
- Ensuring all corrective actions are mitigated
- Examining R&C data, reporting on emerging risks and conducting thematic reviews and audits
- Providing suggestions for mitigation
- Designing and delivering R&C training programmes and materials.