Compliance and AML Manager
Michael Page
- Luxembourg
- CDI
- Temps-plein
- Facilitate communication with regulators to ensure compliance with reporting obligations.
- Continuously monitor and evaluate regulatory changes affecting the Branch, adjusting controls and procedures as necessary.
- Collaborate with IT to implement controls ensuring data integrity and compliance with data protection regulations.
- Establish and adapt standards and procedures to ensure Branch compliance with regulations and Entity policies.
- Conduct periodic risk assessments and take measures to mitigate compliance risks, including those related to money laundering and terrorism financing.
- Escalate significant compliance risks to the bank's compliance officer.
- Report assessment results to relevant governing bodies.
- Participate in product approval processes, identifying compliance issues.
- Ensure ongoing compliance through effective control implementation and evaluation.
- Address complaints from Branch customers.
- Ensure compliance with depositary functions under UCITS and AIFMD Directives.
- Ensure compliance with MiFID II Directive and other applicable conduct regulations.
- Implement Entity procedures for personal transactions and market abuse, with necessary adaptations to local regulations.
- Master's degree in a relevant field such as finance, business administration, law, or a related discipline.
- Advanced certifications such as Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM).
- In-depth knowledge of regulatory compliance, particularly in anti-money laundering (AML) and counter-terrorism financing (CTF) regulations.
- Familiarity with financial products, services, and operations.
- Proficiency in interpreting and implementing complex regulatory requirements.
- Experience in risk assessment and mitigation strategies.
- Ability to adapt to changing regulatory environments and industry best practices.
- Strong analytical skills with attention to detail.
- Excellent communication and interpersonal abilities.
- High ethical standards and integrity.
- Proactive approach to problem-solving and decision-making.
- You speak French & English; any other European language is a plus (Spanish, Italian, Portuguese).
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