FCC Governance & Controls - Senior Compliance Officer – Sanctions Expert
ING
- Luxembourg
- CDI
- Temps-plein
- Review Financial Crime Compliance alerts escalated by 1st line of defence or other compliance teams, which includes Transactional Monitoring alerts (especially in the framework of Pre-Trade Screening) or any other Unusual Activity Reports (atypical cases) or requests for analysis received, in line with prescribed procedures and determine whether transactions occurring are valid Anti-Money Laundering (ML), Terrorist Financing (TF) or Sanctions Evasion risks by:
- Evaluating transactions and customer relationships for ML/TF/Sanctions activities, identifying red flag issues & potential suspicious activities and performing in depth-investigation within the FCC framework when needed;
- Handle periodic and immediate Name Screening cases (PEP/TER);
- Effectively communicating with business lines and/or Safe Business Officers to obtain additional information and documentation as needed;
- Preparing suspicious transaction report & suspicious activity report (SAR) filing;
- Maintaining accurate and concise records of all investigations undertaken including details on the rationale for any decisions made;
- Ensure adequate follow up by 1st line of defence of alerts / cases investigated by FCC Governance & Controls function;
- Monitor the queues for alerts for ensuring adequate management of outstanding alerts and prioritization rules;
- Ensure the creation and maintenance of the procedures and WPI of the team and sourced FCC activities; challenge the 1st line of defence procedures and WPI’s (incl. training & instructions) on AML-related processes;
- In close collaboration with colleagues of other compliance teams, promote/enhance the knowledge and awareness with regards to FCC within the organisation;
- Represent the FCC Governance & Controls team in projects, workgroups by coordinating, providing input, defending his/ her position, challenging the discussions and communicating the output to the members of the team;
- Identify key areas for improvement and provide support and guidance to implement good practice;
- Drive the implementation of automated process, robotics or data analytics techniques in order to maintain the efficiency of the FCC compliance related processes and tools;
- Be a support, coach and trainer for your less experienced colleagues of 1st and 2nd line of defence by defining and working out their training needs;
- Any other associated duties required from time to time to meet the teams mission and targets.
- A master degree in Law, Economics or equivalent in experience;
- More than 6 years’ work experience in the banking world, with proven knowledge in the FCC domains or equivalent, with at least 5 years in an investigations role in an FCC relevant environment; ACAMS Sanctions certification is a plus;
- Very good knowledge and expertise of Sanctions matter
- Very good knowledge on the industry trends and ever changing FCC compliance regulations & procedures ;
- Strong analytical skills, interest for data (analysis) and the way to process them, as well as a keen eye for detail;
- Capacity to understand the main points of risk for the Bank specifically in relation to Customers and transactions and the overall risk tolerance of the Bank;
- Ability to recognize suspicious transactions, investigate risk-based any unusual activity and to prioritize the in-depth reviews;
- Strong and effective communication skills – fluent in written and spoken English and French;
- Very good knowledge of Excel, Powerpoint, knowledge of other software application is a plus;
- Able to use different communication styles fitting with the need of the (internal) customer, both verbally and written;
- Being able to quickly integrate new concepts, procedures, modifications in the organisation or methodologies;
- Good skill set in the areas of personal effectiveness (i.e. autonomy, team spirit, courage and self-confidence, problem solving & result oriented by delivering as promised within tight deadlines, “hands-on”, good written and oral communication, capable to work in changing circumstances, customer focus and investigative & learning ability).
Moovijob
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