Deutsche Bank - New York City, NY - $125,000 per year
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates... That Will Help You Excel Relevant experience providing compliance or legal coverage to a sales or trading Rates desk at a broker...
May 12
QBE Insurance - New York City, NY
for ensuring QBE North America’s Corporate Compliance program is effective at preventing and detecting misconduct and violations... Responsibilities Drive organizational compliance with new laws and regulations by developing processes for analyzing, communicating...
May 19
CDP NA - New York City, NY
the full employee life cycle. The role CDP is seeking a highly experienced and strategic Chief Legal Officer to lead... our legal team and provide expert guidance on a wide range of legal matters. Reporting to the CEO, the Chief Legal Officer...
June 2
S&P Global - Boulder, CO - New York City, NY
Job Description: About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance... Chief Compliance Officer (North America) on significant compliance matters and issues; Assist in the execution...
May 28
Markets Fixed Income Product Compliance Officer - Vice President
Citigroup - New York City, NY
Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM...: Bachelor’s degree; 3+ years of experience in compliance, legal or other control-related function in the financial services firm...
May 24