Deputy Head of Compliance & DMLRO
Insignis Cash
- London
- Permanent
- Full-time
- Deputise for Head of Compliance & MLRO, as required
- Be able to interact with the CEO, ExCo and other Heads of Departments, as required
- Enhance the compliance & governance frameworks
- Implement a risk-based compliance monitoring framework
- Conduct periodic financial crime Business Wide Risk Assessments (BWRA)
- Review and update Client Risk Assessment matrices
- Draft the annual MLRO / financial crime report
- Assess the impact of regulatory developments, writing policies and procedures where necessary
- Prepare materials for the relevant governance forums, such as Risk Committee and Financial Crime Committee
- Ensure accurate responses and reports to the Regulator
- Help manage the performance of the wider compliance and financial crime team
- Significant experience working in the financial services sector, particularly retail banking, deposit-taking, payments or FinTech or other financial services firm
- Previous experience in a senior compliance and AML role or as a Deputy Head of Compliance & DMLRO
- Has a demonstrable understanding of industry best practices and regulatory frameworks
- The confidence to make decisions and work autonomously
- Ability to conduct a gap analysis efficiently and effectively and summarise risk from multiple sources
- In-depth knowledge of the FCA Rulebook, including sound knowledge of Consumer Duty, BCOBs, Payments Regulation
- Knowledge of JMLSG and FCA rules in relation to AML/CTF is essential
- Relevant industry qualifications, such as ACAMS/ICA, is essential
- Honesty and integrity
- Strong attention to detail
- Highly organised
- Strong work ethic
- Great communication skills
- Great team player
- Competitive compensation
- 25 days holiday (exc. Bank holidays)
- Flexible working opportunities
- Private medical insurance
- Employee health and wellness discounts
- Cycle to Work Scheme
- Monthly happy hours and team lunches
- Lunch and learn training sessions
- Hybrid working pattern in London office, 3 days in the office, 2 days remote