Senior Auditor - Compliance
BOK Financial
- Tulsa, OK
- Permanent
- Full-time
- You'll collect, examine, analyze, and review documentation. You'll study policies and procedures, the Bank's risk and controls and financial statements. You'll also spend time reviewing business processes, control framework and business units across the company.
- Every day you will pursue our mission with your teammates and drive results consistent with our goals and objectives. You will take personal ownership of your work while looking for ways to improve processes and mitigate risks.
- With guidance from your manager and senior members on audit team, you'll establish engagement objectives and create risk based test plans.
- You may review work of others to ensure audit engagement and report are completed timely, effectively and accurately.
- You will perform special projects as directed by management and researches current industry, financial reporting and regulatory issues to build upon knowledge base and develop a basis for identifying trends.
- Strong general knowledge of Generally Accepted Accounting Principles, Generally Accepted Auditing Standards, Public Accounting Oversight Board Standards, and Sarbanes-Oxley
- Strong knowledge of Compliance regulations (Consumer Compliance Audit) or Fiduciary and Securities regulations: 12 CFR 9, 12 CFR 12, Trust Indenture Act, ERISA, Transfer Agent Rules, Investment Advisers Act of 1940, Securities Exchange Act of 1934, FINRA and Municipal Securities Rulemaking Board (Wealth Compliance Audit)
- General knowledge and understanding of banking rules, regulations, and operations
- Working towards or completed CPA, CIA, CISA, CRCM, CAMS, CFIRS or other pertinent certification
- Ability to define abstract and concrete problems, establish facts and draw valid conclusions
- Strong ability to effectively communicate both verbal and written information and respond to questions in-person as well as small group situations
- Ability to effectively plan time, method, manner and sequence of own work assignments.
- Advanced Word, Excel and PowerPoint skills
Apply today and take the first step towards your next career opportunity!The companies in BOK Financial Corporation Group are equal opportunity employers. We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, pregnancy status, sexual orientation, genetic information or veteran status.Please contact with any questions.Tulsa, OK, US, 74101Top 3 reasons to applyInvesting in our talent and building a great workplace is a top priority for us.
- Empowered employees
- Award-winning culture
- Community commitment
- Operations focused in an eight-state footprint
- 4,800 team members
- $49 billion in assets
- $100 billion in assets under management and administration
- $6.1 million donated to local nonprofits in 2022
- 33,000+ volunteer hours by our employees in 2022
Nearest Secondary Market: Oklahoma
Job Segment: Bank, Banking, Internal Audit, Risk Management, Accounting, FinanceApply nowStartPlease wait...Find similar jobs:CareersConnectBOK Financial®Life at BOK Financial Corporation GroupAttention all third-party agencies, headhunters and recruiters: BOK Financial Corporation and its subsidiaries will not accept candidate submission by unsolicited third parties through this site or any company email address. All unsolicited candidates presented to BOK Financial Corporation and its subsidiaries will be considered the property of BOK Financial Corporation Group. BOK Financial Corporation and its subsidiaries will not be responsible for any fees associated with unsolicited candidates, nor will a contractual relationship be formed by the submission. BOK Financial Corporation and its subsidiaries are not obligated and will not under any circumstances pay any fees to said third parties submitting candidates in this manner. BOK Financial Corporation Group only form contracts with recruiters with whom we have an established business relationship and with whom we have in place a signed agreement. All contact with BOK Financial Corporation and its subsidiaries from third parties must be through our Human Resources Department. Any contact made outside of the BOKF, NA Human Resources Department* by a third party will cancel any future business relationships between the third party and every BOK Financial Corporation subsidiary. *BOKF, NA provides human resources and recruiting services to all affiliates of BOK Financial Corporation. The subsidiaries of BOK Financial Corporation are equal opportunity employers. We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, pregnancy status, sexual orientation, genetic information or veteran status. © 2023 BOKF, NA. Member FDIC.