Analyst/AVP, Corporate Compliance (Legal & Compliance)

Sumitomo Mitsui Banking Corporation

Singapore
Permanent
Full-time

12 days ago

To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices. * Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas:

reviewing existing policies in light of new developments in laws, rules and regulations, maintaining and keeping bank's compliance manual up-to-date, follow up on implementation and other compliance related duties assigned by Team Head
monitoring and supervising the compliance framework of assigned APAC offices
Keep up to date with international developments in compliance as well as changes to HO policies and recommend and monitor changes to each APAC office's policies
Provide advice on compliance matters and requirements (other than legal matters)
Review of presentation materials and matters relating to compliance with SFA/FAA and Banking Act compliance
On the job training of new joiners and assisting in compliance training for employees

2. Any other matters assigned by Team or Dept HeadRequirements :

Degree or equivalent, degree in law is a plus
Good working knowledge of regulatory requirements and recent developments in banking/FI
Working knowledge of SFA/FAA is an added plus
Meticulous, with good analytical and problem solving skills
Hands on, practical and with a balanced mindset
Able to work under pressure

Sumitomo Mitsui Banking Corporation

Apply Now