Compliance Officer – Trade Monitoring
Bruin Financial - London - £60,000 per year
on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...
February 13
Hong Kong Exchanges and Clearing - London
Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... which are Trade Surveillance, Member Oversight, and Position Surveillance. The team monitors order and trade activity to identify...
April 16
Trade and Working Capital - Product Compliance Officer (Senior Vice President)
Citigroup - London
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance...
March 24
Compliance Monitoring and Testing Officer
Michael Page - London - £60,000 per year
monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...
February 21
Compliance Officer- Generalist (3 months temp)
Compliance Professionals - London - £300 per day
to their job functions. EXPERIENCE REQUIRED: Compliance Generalist with Merchant Banking or Trade Finance experience. Please note..., as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture...
March 29