Senior Compliance Officer - Broker/Dealer
Truist - Charlotte, NC
for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or functions. Leads... Broker Dealer compliance experience Proven compliance experience within a financial services institution MBA, Juris...
April 20
broker dealer operations coordinator
Randstad - Charlotte, NC - $21.00-25.00 per hour
Management Treasury Management Institutional Investing Broker-Dealer Operations Qualifications * Years of experience: 2... job titles: Treasury Analyst or Cash Management Analyst Qualifications: 2+ years of experience Cash Management/Broker...
April 17
State Street Global Advisors - Broker Dealer Regional Consultant (NC/SC), VP
State Street - Charlotte, NC - $100,000-167,500 per year
the Broker Dealer Channel as well as provide valuable client solutions to assist advisors in growing their business using... Wealth Group agenda. The position will be based out of Charlotte, NC. As a Broker Dealer Regional Consultant...
April 13
Truist - Charlotte, NC
support role for a Business Unit Chief Risk Officer (BUCRO) & Enablement Leader in the operating model for the Enablement team... routines for the BU CROs in line with Operating Principals. Communicate to Enablement and BUCRO leadership regarding activities...
March 3
Chief Development Officer (CDO)
YMCA - Charlotte, NC
Join the YMCA of Greater Charlotte as our next Chief Development Officer (CDO)! Job Description This position... development, healthy living and social impact. The Chief Development Officer (CDO) is a strategic and entrepreneurial leader...
April 19