Senior Compliance Officer - Public Side Advisory - Executive Director
Sumitomo Mitsui Banking Corporation - New York City, NY
, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function...
April 23
Crédit Agricole - New York City, NY - $130,000-170,000 per year
Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...
April 19
Crédit Agricole - New York City, NY - $130,000-170,000 per year
Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...
April 19
Vice President, Capital Markets Compliance Officer
Wedbush Securities - New York City, NY - $140,000-165,000 per year
Officer is responsible for acting in an advisory capacity to the Wedbush Capital Markets activities including equity market... making sales, trading, research, syndicate and investment banking activities. This role will be responsible for creating...
February 29
Manager, CIB & Research Compliance Officer
Scotiabank - New York City, NY - $85,700-159,100 per year
with a bank or broker-dealer, preferably in a Control Room or in an investment banking compliance-related role. Foundational... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...
February 22