Associate - Compliance - Operational Strategist
Royal Bank of Canada - Jersey City, NJ - $ 80.000-135.000 all'anno
Job Summary Ensure that an organization's operations and procedures meet government and industry compliance standards.... Job Description What is the Opportunity? Reporting to the Chief Operating Officer (COO), U.S. Investment Management and Broker-Dealer Compliance...
April 6
VP, AML FIU Compliance Intel Officer - Med-High Risk (Hybrid)
Citigroup - Jersey City, NJ - $129,840-194,760 per year
The Compl AML Intel Officer is a strategic professional who stays abreast of developments within own field..., by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding...
April 20
Equity Derivates Compliance Officer
UBS - New York City, NY - Weehawken, NJ
? We are looking for someone for the following: The compliance officer will be responsible for primary coverage of the Global Equities Derivatives Trading... compliance, legal, risk, and IT to provide effective challenge, guidance, and advice. Provide subject-matter expertise on rules...
April 17
Compliance Product Officer (VP) - Control Group - Research Clearance and Chaperoning
Citigroup - Jersey City, NJ
Serves as a Control Group compliance officer, specifically relating to research publications for the Independent... Compliance Risk Management (ICRM) department. ICRM is responsible for assisting with internal strategies, policies, procedures...
April 11
UBS - Weehawken, NJ
at all levels? We are looking for a compliance officer to: support the Compliance Officer in providing coverage to the Alternative...Business Divisions Group Functions Your role Do you have experience in providing compliance or risk management...
March 29