Antenna Group, Inc. - New York City, NY - $130,000-175,000 per year
Antenna is looking for a Vice President for our Climate practice to manage the development, coordination, and direction...
April 15
Compliance Monitoring & Testing - Swap Dealer Compliance Vice President
Sumitomo Mitsui Banking Corporation - New York City, NY
Compliance Monitoring & Testing (M&T). The VP is responsible for execution of the M&T program. This position will principally... of compliance M&T engagements. Assists in the development and refinement of M&T monitoring scripts. Prepares information requests...
April 23
Vice President, Head of Compliance Control Room
Wedbush Securities - New York City, NY - $145,000-165,000 per year
. We are currently seeking a Vice President, Head of Compliance Control Room, who will oversee controls designed to mitigate conflicts... compliance related monitoring and compliance metrics relevant to CCR functions; perform and/or oversee information for compliance...
March 8
Compliance Risk Management Lead - Vice President
JPMorgan Chase - Brooklyn, NY - $95,475-193,000 per year
We are seeking a Compliance Risk Management Vice President to join the Know Your Customer (KYC) Policy team to support... our KYC Transformation and Customer Escalation programs. Job Responsibilities: Global Financial Crimes Compliance...
April 20
Vice President, Corporate Compliance Risk Assessment
Sumitomo Mitsui Banking Corporation - New York City, NY
of benefits to its employees. Role Description SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team... activities of the Compliance Department, including with respect to documenting key controls as well as driving monitoring...
April 23