Investment Operation, AVP / VP
Cornerstone Global Partners - Hong Kong
. They are looking for a high calibre investment operation professional (AVP/ VP) for their expanding team. Managing daily operations... of investment-related activities. Ensuring compliance with regulations and procedures related to investments. Work closely...
March 16
Larson Maddox - Hong Kong
in audits, investigations, and due diligence processes Conduct compliance monitoring and testing Monitor and implement...Location: Hong Kong Reporting to: Head of Compliance Responsibilities: Perform pre/post-trade investment...
March 16
VP/ Associate Director, AML Compliance – Equities/ Securities
HARBRIDGE PARTNERS - Hong Kong
VP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring... and representatives. Design compliance surveillance / monitoring programs and conduct compliance AML monitoring and reviews on products...
March 16
Compliance testing and monitoring, VP
Robert Walters - Hong Kong
. They are currently seeking a seasoned candidate in monitoring and testing compliance to join their team. This is an exciting... a seasoned candidate in monitoring and testing compliance to join their team. Responsibilities: Responsible for conducting...
March 16
Compliance Monitoring VP, Global Bank
ProJOB21 - Hong Kong
Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual... for HKMA regulatory risk assessment Conduct periodic and thematic compliance monitoring & testing that called for extensive...
January 18