Compliance Professionals - London - £ 65.000 all'anno
. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint... as needed. Implement and carry out the Compliance Monitoring programme, including checks on best execution and financial promotions...
March 28
Compliance Professionals - London - £75,000 per year
choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance... matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group...
April 26
Compliance Professionals - London
assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual... Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with scoping...
April 25
Compliance Officer- Generalist (3 months temp)
Compliance Professionals - London - £300 per day
, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture... laws, regulations and guidelines. Provide advice to staff on compliance issues which arise on a day-to-day basis. To keep...
March 30
Vox Network Consultants - North London - £21.00 per hour
Role Purpose The Compliance and Monitoring Officer (CMO) will be responsible for ensuring all properties within the... compliance requirements for residential lets Understanding and experience of local authority owned companies Contract...
April 26