Senior Regulatory Compliance Manager, Prudential and Investments
Wise - London
reporting. Work with the second line monitoring and testing team to ensure effective oversight and assurance arrangements.... For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support...
April 14
Wise Platform - Senior Product Compliance Manager- Financial Crime
Wise - London
that controls scale with the product by developing ongoing review and monitoring processes. Keeping Wise and its customers compliant...
April 2
Compliance Monitoring and Testing Officer
Michael Page - London - £60,000 per year
Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...
February 21
Senior Compliance Monitoring Officer
Starling Bank - London
looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...
March 29
Senior Compliance Monitoring Officer
Starling Bank - London
Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line...’s first line of defence (1LoD) / business teams. Compliance oversight will cover both assurance reviews and outcomes testing...
March 29