Sr. Director, Quality - Complaint Handling / Post Market Surveillance
Convatec - London
. Join us on our journey to #ForeverCaring as a Senior Director, Quality (Complaint Handling and Post Market Surveillance), and you won’t... & Post Market Surveillance. The Senior Director, Quality (Complaint Handling/PMS) will be accountable for the global...
February 3
Hong Kong Exchanges and Clearing - London
Overall Purpose of the role The role of the Market Surveillance team is to monitor activity on all London Metal Exchange... Surveillance sub-team to identify behaviour which may be indicative of market abuse or other market integrity issues. Monitoring...
April 17
GCOR Trade Surveillance – Strategy
Bank of America - London
understanding of trade surveillance and rules, laws, and regulations that address Market Misconduct Knowledge of Fixed Income, FX...Job Description: Job Title: GCOR Trade Surveillance – Strategy Corporate Title: Vice President Location: London...
April 4
CCO_Head of Surveillance & Controls Unit
Intesa Sanpaolo - London
a robust monitoring and surveillance program to detect and prevent potential misconduct, market abuse, and other compliance... to lead our Surveillance and Controls Unit. In this role, you will be responsible for developing, implementing, and overseeing...
March 20
Compliance - Surveillance & Monitoring Analyst (FTC)
Venn Group - London - £75,000 per year
Compliance – Surveillance & Monitoring Analyst (FTC) Venn Group are currently recruiting for a long-term contract... position within a financial services institution currently focussing on Monitoring and Surveillance. This position sits...
February 28