Senior Regulatory Compliance Manager, Prudential and Investments
Wise - London
. For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support... and oversight. In the short term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return...
April 14
Compliance Suitability - Wealth Manager
Merje - London - £60,000-65,000 per year
MERJE are delighted to be partnered with this established Wealth Management firm in London. Working in a highly... and development in the advice team. Discuss possible process improvements with management and senior management. Attend roundtable...
March 8
Compliance Suitability - Wealth Manager
Merje - London - £65,000 per year
MERJE are delighted to be partnered with this established Wealth Management firm in London. Working in a highly... advice team. Discuss possible process improvements with management and senior management. Attend roundtable meetings...
March 7
Senior Compliance Advisory & Business Management
Mayford - London
in respect of investment advisory and wealth management or retail lending across the customer lifecycle. regulatory.... The compliance technical expertise is important however just as important (if not more important) is the management aspect...
March 7
Extended Assurance - Internal Audit, Wealth & Asset Management - Senior - London
EY - London
of core business processes relating to HR, Finance and Compliance. Experience of key Wealth & Asset Management areas (Front... opportunities for learning and progression. Our Wealth & Asset Management Internal Audit team works with leading firms to provide...
April 19